The #SIFMACL Southeast Regional Seminar program is here! See what’s ahead with a full day of timely discussions designed for compliance and legal professionals navigating today’s evolving regulatory landscape. Join us in Charlotte on October 5 for insights on regulatory enforcement, bank regulation, AI, cybersecurity and privacy, litigation, and more—including a featured conversation with FINRA Chief Legal Officer Robert Colby. Explore the program and register today: https://bit.ly/3TO5bYC
SIFMA C&L Society
Financial Services
New York, NY 1,746 followers
The leading forum for compliance and legal professionals working in financial services, brought to you by SIFMA.
About us
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. With a rich 50+ year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.
- Website
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https://www.sifma.org/for-members/societies/cl/
External link for SIFMA C&L Society
- Industry
- Financial Services
- Company size
- 51-200 employees
- Headquarters
- New York, NY
- Founded
- 1968
Updates
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As Congress heads into the August recess, this month’s #SIFMACL Update highlights the policy developments, advocacy, and insights compliance and legal professionals should have on their radar. Inside: upcoming member briefings on digital assets and Trump Accounts & IRAs, key findings from SIFMA’s Mid-Year U.S. Economic Survey, the latest comment letters and filings, and an early look at planning for the 2027 SIFMA C&L Annual Seminar in San Diego.
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SIFMA's Office of the General Counsel is hiring a Managing Director, Associate General Counsel!
📢 Now hiring at SIFMA! We’re seeking individuals who want to support effective and resilient capital markets. Current openings include: • Managing Director, Associate General Counsel • Vice President, Federal Government Affairs • Assistant Vice President, Federal Government Affairs • Senior Associate, Research • Extern, Office of General Counsel Explore the roles and apply here 👉 https://bit.ly/4vMewgx
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SIFMA C&L Society reposted this
Stay ahead of today's regulatory landscape at the #SIFMACL Forum in Denver! Join compliance and legal professionals for a morning of practical discussions, peer networking, and more: https://lnkd.in/epmBGKtk
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Stacey Friedman of JPMorganChase and Bill St. Louis of FINRA will keynote SIFMA's C&L Northeast Regional Seminar on September 16 in New York City! Explore the full program featuring timely discussions on AI, digital assets, financial crime, alternative investments, and other key regulatory developments. Register by August 14 to take advantage of early bird rates: https://bit.ly/4vTa7cy #SIFMACL
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SIFMA C&L Society reposted this
Registration is open for the #SIFMACL Southeast Regional Seminar! Join compliance and legal professionals in Charlotte for timely discussions on the regulatory and supervisory issues shaping today's capital markets. Gain practical insights, benchmark approaches with peers, and connect with industry leaders from across the Southeast. Register today: https://lnkd.in/e5j8RrEj
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June’s #SIFMACL Update is here! Explore a special feature marking America’s 250th anniversary and the enduring strength of U.S. capital markets, recaps from the AML Conference and Midwest Regional Seminar, plus SIFMA’s latest advocacy, research, podcasts, and upcoming events. 📖 Read the latest edition.
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The #SIFMACL Midwest Regional Seminar brought together compliance and legal professionals for a day of timely insights, practical discussions, and valuable connections. Thank you to all our speakers, sponsors, and attendees who helped make the event a success. Our Regional Seminar series continues in: 📆New York City on September 16 📆Charlotte on October 5 Reserve your spot today to join us: https://bit.ly/4uEWQD6
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Just 2 weeks to go until the #SIFMACL Midwest Regional Seminar in St. Louis! From regulatory updates and tokenization to retirement trends and AI, this year’s program explores the issues shaping compliance and legal today 👇 ✅One-on-One Conversation with Keith Cassidy, Director of the Division of Examinations at the SEC ✅Word on the Street – Updates from Regulators ✅Tokenization Goes Mainstream – Are You Ready? ✅Future of Retirement ✅Economist Panel ✅Training AI as a Litigation Associate ✅The Business—and Risk—of Making Finance “Fun” ✅The Robots Are Here: AI in Regulatory Compliance Join compliance and legal professionals from across the industry for timely insights, practical takeaways, and opportunities to connect with peers. Explore the program and register today: https://bit.ly/4flpup1
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This month’s #SIFMACL Update is packed with opportunities to engage — from the upcoming AML & Financial Crimes Conference and Midwest Regional Seminar to the 2027 C&L Annual Seminar Call for Topics. Help shape next year’s agenda and stay current on SIFMA’s latest advocacy, research, and industry insights, including work on capital markets sanctions, stablecoins, digital assets, and more. 📖 Read the May Update.