On Veterans Day, we pause to honor the brave men and women who devoted their lives to defending and strengthening our great country. SEC Chairman Paul Atkins: "Throughout our Nation’s 250-year history, generations of Americans have answered the call to serve, often at immense personal sacrifice. Today, let us together honor our veterans not only in word, but in carrying their example forward: serving with courage, acting with integrity, and never forgetting that freedom is something that each generation must choose to defend." To our Nation’s heroes, thank you for your service and sacrifice. 🇺🇸
U.S. Securities and Exchange Commission
Financial Services
Washington, DC 188,929 followers
This account expresses the author's views only and not necessarily those of the Commission or other staff.
About us
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr
- Website
-
http://www.sec.gov
External link for U.S. Securities and Exchange Commission
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, DC
- Type
- Government Agency
- Specialties
- Financial Services, Federal Government, and Compliance
Locations
Employees at U.S. Securities and Exchange Commission
Updates
-
The Division of Enforcement is seeking a Paralegal Specialist (Paralegal). As a Paralegal, you will provide investigative and litigation support to staff engaged in developing and prosecuting administrative and civil cases involving violations of federal securities laws. For more information and to apply, please visit: Public: https://lnkd.in/eib3JG5S Current Federal Employees and those with status: https://lnkd.in/e4YqYwiM
-
The Division of Investment Management is seeking Attorney-Advisers (Senior Counsel-Investment Management). As a Senior Counsel, you will provide legal analysis and guidance on matters affecting investment companies and investment advisers, review complex filings and regulatory submissions, and support policy development and rulemaking initiatives. We are looking to fill roles in the Rulemaking Office, Chief Counsel's Office (Legal and Liaison), and Disclosure Review Office. For more information and to apply, please visit: https://lnkd.in/dT7kp3VV
-
The Division of Investment Management (IM) is seeking a SEC Fellow (Financial Analyst). As a SEC Financial Analyst (Fellow), you will apply deep industry and analytical expertise to complex data, operational, and policy issues affecting investment companies and advisers. Fellows provide advanced insight to support data analysis, rulemaking, examinations, investigations, disclosure review, and market monitoring, strengthening the Division's insight into evolving industry practices. For more information and to apply, please visit: https://lnkd.in/e9JS68xV
-
Join us for an engaging discussions about current vacancies in the Division of Examinations at the SEC. You will hear directly from current Examiners, Accountants, and Attorneys about the available opportunities and their experiences. To register, please visit: https://lnkd.in/eNVjN7E4
-
The Office of Human Resources is seeking a Human Resources Specialist - Classification. As a Human Resources Specialist - Classification, you will join the Talent Acquisitions Group (TAG) responsible for providing strategic management support of the SEC's human capital by administering programs, establishing policies, and ensuring compliance with federal regulations. For more information and to apply, please visit: https://lnkd.in/eRkFhDkd
-
The Office of the Advocate for Small Business Capital Formation (OASB) is seeking an attorney to serve as an Attorney-Adviser (Attorney-Adviser - Senior Counsel), SK-0905-14 in the Office of the Advocate for Small Business Capital Formation (OASB) in Washington, DC. As an Attorney-Adviser - Senior Counsel, you will join a well-respected team that advances the interests of small businesses, from startups to small public companies, and their investors at the SEC and in the capital markets. For more information and to apply, please visit: https://lnkd.in/eCxkwrJk
-
Today, we gathered as an agency to honor the hard work and dedication of SEC staff at our 70th Annual Awards Ceremony: Celebrating 250 Years of the American Dream. Thanks to their devoted public service, the SEC will continue to ensure our nation's capital markets remain the deepest, strongest, and most trusted in the world. 🇺🇸
-
Today, SEC Chairman Paul Atkins rang the closing bell at Texas Stock Exchange | TXSE Group Inc. As he told Jim Lee, CEO of TXSE, this wasn’t his first visit to Texas as Chairman, and it won’t be his last. 🇺🇸🤠 “The economic momentum building in Texas is truly a hallmark of the power of First Principles. With a legislature that is working to lighten the burden of being a public company and a newly created Business Court, Texas is harnessing the spirit of competition that has always made America great.”
-
-
NEW: The SEC's Division of Trading and Markets created an Innovation Exemption website where you will find related FAQs, a list of persons that submitted TSV notices, and contact information for the order. Link to view more: https://lnkd.in/eeUbsYJg